Filing Details

Accession Number:
0001209191-17-041449
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-22 18:12:08
Reporting Period:
2017-06-20
Filing Date:
2017-06-22
Accepted Time:
2017-06-22 18:12:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1423824 Alder Biopharmaceuticals Inc ALDR Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1604800 L T Jeffrey Smith 11804 North Creek Parkway South
Bothell WA 98011
Sr. Vp Translational Medicine No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-20 585 $0.99 1,416 No 4 M Direct
Common Stock Disposition 2017-06-20 585 $20.00 831 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-06-20 585 $0.00 585 $0.99
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,324 2019-04-20 No 4 M Direct
Footnotes
  1. The stock option exercise reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 16, 2017.
  3. The shares subject to this stock option are fully vested.