Filing Details
- Accession Number:
- 0001209191-17-041435
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-22 17:03:20
- Reporting Period:
- 2017-06-20
- Filing Date:
- 2017-06-22
- Accepted Time:
- 2017-06-22 17:03:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1607716 | Vivint Solar Inc. | VSLR | Heating Equipment, Except Electric & Warm Air Furnaces (3433) | 455605880 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1618820 | F. David D'alessandro | 1800 West Ashton Blvd Lehi UT 84043 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-20 | 39,755 | $0.00 | 52,471 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-20 | 25,000 | $0.00 | 77,471 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2017-06-21 | 18,000 | $4.77 | 59,471 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | A | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-06-20 | 39,755 | $0.00 | 39,755 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- The restricted stock units convert into common stock on a one-for-one basis.
- Represents restricted stock units granted pursuant to the 2014 Equity Incentive Plan which can only be settled with shares of common stock. The award will vest as to 100% of the underlying shares on the earlier of the first anniversary of the date of grant or the date of the issuer's next annual stockholder meeting first occurring after the date of grant, subject to the Reporting Person's continued service to the issuer through such date.
- These shares were disposed of in non-discretionary transactions to cover the reporting person's tax withholding obligations pursuant to a Rule 10b5-1 Plan.
- The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $4.70 to $4.80, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth herein.
- On June 21, 2016, the reporting person was granted 39,755 restricted stock units, vesting as to 100% of the underlying shares on the earlier of the first anniversary of the date of grant or the date of the issuer's annual stockholder meeting first occurring after the date of grant, subject to the Reporting Person's continued service to the issuer through such date.
Billionaire Hedge Funds
