Filing Details
- Accession Number:
- 0001191901-17-000003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-22 14:31:04
- Reporting Period:
- 2017-05-18
- Filing Date:
- 2017-06-22
- Accepted Time:
- 2017-06-22 14:31:04
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1191901 | J Timothy Shaheen | 550 South Hope Street Ste 2850 Los Angeles CA 90071 | Cfo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2017-05-18 | 5,000 | $0.00 | 108,500 | No | 5 | G | Direct | |
| Common Stock | Acquisiton | 2017-06-07 | 100,000 | $0.00 | 208,500 | No | 5 | M | Direct | |
| Common Stock | Disposition | 2017-06-21 | 50,000 | $13.00 | 158,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Restricted Stock Units | Disposition | 2017-06-07 | 100,000 | $0.00 | 100,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 5 | M | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | $11.50 | 2012-01-14 | 2020-01-14 | 100,000 | 100,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2020-01-14 | 100,000 | 100,000 | Direct |
Footnotes
- Represents vesting of 100,000 previously reported restricted stock units ("RSUs").
- Sold by the Reporting Person for the purpose of meeting tax obligations arising from the vesting of RSUs as described in Footnote 1 above.
- Previously reported.
- Each previously reported RSU represented a contingent right to receive one share of Cadiz Inc. common stock, with right vested June 7, 2017.
Billionaire Hedge Funds
