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Home > Insider Trading > Filing (0001398344-17-007803)

Filing Details

Accession Number:
0001398344-17-007803
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-22 10:13:49
Reporting Period:
2017-06-20
Filing Date:
2017-06-22
Accepted Time:
2017-06-22 10:13:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912023 Korea Equity Fund Inc KEF () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
812885 P L Partners Mercury 5650 El Camino Real
Suite 155
Carlsbad CA 92008		 No No Yes No
896017 Opportunity Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663		 No No Yes No
1164363 Full Value Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663		 No No Yes No
1316669 Steady Gain Partners Lp 10 Wenwood Drive
Brookville NY 11545		 No No Yes No
1364773 Partnership General Investors Bulldog Park 80 West - Plaza Two
250 Pehle Ave., Ste 708
Saddle Brook NJ 07663		 No No Yes No
1580881 Calapasas West Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663		 No No Yes No
1580999 Full Value Special Situations Fund Lp Park 80 West
250 Pehle Ave., Ste 708
Saddle Brook NJ 07663		 No No Yes No
1581073 Mcm Opportunity Partners Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663		 No No Yes No
1581172 Opportunity Income Plus Lp Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663		 No No Yes No
1584439 Full Value Offshore Fund, Ltd. Park 80 West - Plaza Two
250 Pehle Ave., Suite 708
Saddle Brook NJ 07663		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-20 20,000 $9.54 463,530 No 4 P Direct
Common Stock Acquisiton 2017-06-21 16,200 $9.53 479,730 No 4 P Direct
Common Stock Acquisiton 2017-06-20 5,000 $9.54 177,712 No 4 P Direct
Common Stock Acquisiton 2017-06-21 4,000 $9.53 181,712 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct
No 4 P Direct
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 263,667 Direct
Common Stock 96,452 Direct
Common Stock 32,805 Direct
Common Stock 282,346 Direct
Common Stock 188,614 Direct
Common Stock 122,040 Direct
Common Stock 41,664 Direct
Common Stock 37,544 Direct
Footnotes
  1. This Form 4 is filed jointly by Opportunity Partners, LP, Calapasas West Partners, LP, Full Value Special Situations Fund, LP, Full Value Partners, LP, Opportunity Income Plus Fund, LP, Steady Gain Partners, LP, Mercury Partners, LP, Bulldog Investors General Partnership, MCM Opportunity Partners, LP, and Full Value Offshore Fund, Ltd., (collectively, the "Reporting Persons").
  2. Each Reporting Person is a member of a Section 13(d) group that owns in the aggregate more than 10% of the Issuer's outstanding shares of Common Stock, as disclosed in an amended Schedule 13D, filed on behalf of the Reporting Persons and certain other beneficial owners of the Issuer's stock. As such, each Reporting Person may be deemed to beneficially own more than 10% of the Issuer's outstanding shares of Common Stock.
  3. Each Reporting Person disclaims beneficial ownership of the shares of Common Stock reported herein except to the extent of its pecuniary interest therein, and this report shall not be deemed to be an admission that any Reporting Person is the beneficial owner of such shares of Common Stock for purposes of Section 16 or for any other purpose.
  4. Shares of Common Stock beneficially owned by Opportunity Partners, LP.
  5. Shares of Common Stock beneficially owned by Calapasas West Partners, LP.
  6. Shares of Common Stock beneficially owned by Full Value Special Situations Fund, LP.
  7. Shares of Common Stock beneficially owned by Full Value Partners, LP.
  8. Shares of Common Stock beneficially owned by Steady Gain Partners, LP.
  9. Shares of Common Stock beneficially owned by Mercury Partners, LP.
  10. Shares of Common Stock beneficially owned by Bulldog Investors General Partnership. The general partners of Bulldog Investors General Partnership include Opportunity Partners, LP, Calapasas West Partners, LP, Opportunity Income Plus Fund, LP, Full Value Offshore Fund, Ltd., Full Value Special Situations Fund, LP, Full Value Partners, LP, Steady Gain Partners, LP, Mercury Partners, LP and MCM Opportunity Partners. Each such general partner disclaims beneficial ownership in such shares except to the extent of its pecuniary interest therein.
  11. Shares of Common Stock beneficially owned by MCM Opportunity Partners, LP.
  12. Shares of Common Stock beneficially owned by Full Value Offshore Fund, Ltd.
  13. Shares of Common Stock beneficially owned by Opportunity Income Plus Fund, LP.