Home > Insider Trading > Filing (0001094739-17-000063)

Filing Details

Accession Number:: 0001094739-17-000063
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-21 19:05:06
Reporting Period:: 2017-06-19

Filing Date:: 2017-06-21
Accepted Time:: 2017-06-21 19:05:06
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1094739	Finisar Corp	FNSR	Semiconductors & Related Devices (3674)	943038428

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1378817	Mark Colyar	1389 Moffett Park Drive Sunnyvale CA 94089-1134	Gm & Svp Engineering	No	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Disposition	2017-06-19	1,441	$27.58	41,435	No	4	F	Direct
Common Stock	Acquisiton	2017-06-20	9,195	$0.00	50,630	No	4	A	Direct
Common Stock	Disposition	2017-06-21	2,244	$27.31	48,386	No	4	S	Direct
Common Stock	Disposition	2017-06-21	1,398	$27.13	46,988	No	4	F	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	F	Direct
No	4	A	Direct
No	4	S	Direct
No	4	F	Direct

Footnotes

On June 19, 2017, the Reporting Person vested in 3,685 restricted stock units ("RSUs") and as a result acquired 3,685 shares of common stock of the Issuer pursuant to the Reporting Person's June 21, 2016 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.
Includes 892 shares purchased under the Issuer's Employee Stock Purchase Plan on December 15, 2016 and such purchase was not required to be reported pursuant to Section 16(a), and also includes 252 shares received as an Issuer match under the Issuer's 401K Plan on December 27, 2016 and not required to be reported, and also includes 466 shares purchased under the Issuer's Employee Stock Purchase Plan on June 15, 2017 and such purchase was not required to be reported pursuant to Section 16(a).
These shares represent restricted stock units granted to the Reporting Person and shall vest in four equal annual installments beginning on June 25, 2018.
Shares were sold pursuant to a Rule 10b5-1 Stock Trading Plan adopted by the reporting person on April 7, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $27.15 to $27.66 inclusive. The reporting person undertakes to provide to Finisar Corporation, any security holder of Finisar Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4.
On June 21, 2017, the Reporting Person vested in 3,564 restricted stock units ("RSUs") and as a result acquired 3,564 shares of common stock of the Issuer pursuant to the Reporting Person's June 23, 2015 grant of RSUs. This Form 4 reports shares withheld by the Issuer pursuant to the RSUs' grant agreement in order to satisfy the Reporting Person's withholding obligations for various taxes due upon the vesting of the RSUs. No shares were sold by the Reporting Person. The Issuer will pay the taxes on behalf of the Reporting Person.