Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-06-19 16:58:29
Reporting Period:
Filing Date:
Accepted Time:
2017-06-19 16:58:29
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
1311605 Klondex Mines Ltd KLDX Gold And Silver Ores (1040) 000000000
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1692321 A. John Antwi C/o Klondex Mines Ltd.
6110 Plumas St. Suite A
Reno NV 89519
Sr. Vp, Strategic Development No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Shares Acquisiton 2017-06-15 1,000 $0.00 22,324 No 4 M Direct
Common Shares Disposition 2017-06-15 360 $3.53 21,964 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Shares Restricted Share Units Disposition 2017-06-15 1,000 $0.00 1,000 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
1,000 No 4 M Direct
  1. The reporting person's sale of KLDX common stock reported herein was matchable under Section 16(b) of the Securities Exchange Act of 1934, to the extent of 360 shares, with the reporting person's purchase of 680 shares of KLDX common stock at a price of $2.9485 per share on June 1, 2017. The reporting person has agreed to pay Klondex Mines Ltd, upon settlement of the sale, $735.80, representing the full amount of the profit realized in connection with the short-swing transaction, less transaction costs.
  2. Represents the number of shares sold to cover the tax liability on the vesting of the RSU grant reported in Table II.
  3. Each restricted share unit represents a contingent right to receive the economic equivalent of one common share of Klondex Mines Ltd. (the "Corporation"), in cash or in shares of common stock, at the option of the Corporation.
  4. The RSUs granted on 9/30/2016 vest as follows: 1/3 on 12/29/2016, 1/3 on 6/15/2017, and 1/3 on 6/15/2018.