Filing Details

Accession Number:
0001209191-17-040862
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-19 16:46:16
Reporting Period:
2017-06-16
Filing Date:
2017-06-19
Accepted Time:
2017-06-19 16:46:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1624899 Steris Plc STE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1532367 Kathleen Bardwell C/O Chancery House, 190 Waterside Rd.
Hamilton Industrial Park
Leiscester X0 LE5 1QZ
Sr.v. P. & C.c.o. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Ordinary Shares, 10 Pence Par Value Acquisiton 2017-06-16 3,795 $29.94 20,605 No 4 M Direct
Ordinary Shares, 10 Pence Par Value Disposition 2017-06-16 3,795 $82.00 16,810 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Ordinary Shares Employee Stock Option (right to buy) Disposition 2017-06-16 3,795 $0.00 3,795 $29.94
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2022-05-30 No 4 M Direct
Footnotes
  1. This exercise and sale of a total of 3,795 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 15, 2016.
  2. 6,625 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 2, 2017; 625 on May 28, 2018; 500 on May 30, 2018; 750 on May 30, 2018; 500 on June 1, 2018; 375 on October 1, 2018; 625 on May 28, 2019; 500 on May 30, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020 and 500 on June 1, 2021.
  3. This option to purchase 3,795 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 3,795 STERIS Corporation common shares for $29.94 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.