Filing Details
- Accession Number:
- 0001570585-17-000197
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-16 17:23:31
- Reporting Period:
- 2017-06-14
- Filing Date:
- 2017-06-16
- Accepted Time:
- 2017-06-16 17:23:31
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1570585 | Liberty Global Plc | LBTY | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1216551 | C J Sparkman | 161 Hammersmith Road London X0 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Acquisiton | 2017-06-14 | 10,500 | $15.79 | 22,341 | No | 4 | M | Direct | |
| Liberty Global Class A | Disposition | 2017-06-14 | 10,500 | $29.45 | 11,841 | No | 4 | S | Direct | |
| Liberty Global Class C | Acquisiton | 2017-06-14 | 20,905 | $14.79 | 45,488 | No | 4 | M | Direct | |
| Liberty Global Class C | Acquisiton | 2017-06-14 | 10,456 | $15.59 | 55,944 | No | 4 | M | Direct | |
| Liberty Global Class C | Disposition | 2017-06-14 | 31,361 | $28.52 | 24,583 | No | 4 | S | Direct | |
| Lilac Class A | Acquisiton | 2017-06-14 | 525 | $17.10 | 2,592 | No | 4 | M | Direct | |
| Lilac Class A | Acquisiton | 2017-06-14 | 1,310 | $18.99 | 3,902 | No | 4 | M | Direct | |
| Lilac Class A | Disposition | 2017-06-14 | 1,835 | $20.25 | 2,067 | No | 4 | S | Direct | |
| Lilac Class C | Acquisiton | 2017-06-14 | 1,045 | $16.98 | 5,367 | No | 4 | M | Direct | |
| Lilac Class C | Acquisiton | 2017-06-14 | 522 | $17.88 | 5,889 | No | 4 | M | Direct | |
| Lilac Class C | Acquisiton | 2017-06-14 | 2,608 | $18.55 | 8,497 | No | 4 | M | Direct | |
| Lilac Class C | Acquisiton | 2017-06-14 | 1,304 | $19.55 | 9,801 | No | 4 | M | Direct | |
| Lilac Class C | Disposition | 2017-06-14 | 5,479 | $19.88 | 4,322 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Liberty Global Class A | Liberty Global Share Option A (right to buy) | Disposition | 2017-06-14 | 10,500 | $0.00 | 10,500 | $15.79 |
| Liberty Global Class C | Liberty Global Share Option C (right to buy) | Disposition | 2017-06-14 | 20,905 | $0.00 | 20,905 | $14.79 |
| Liberty Global Class C | Liberty Global Share Option C (right to buy) | Disposition | 2017-06-14 | 10,456 | $0.00 | 10,456 | $15.59 |
| Lilac Class A | LiLAC Share Option A (right to buy) | Disposition | 2017-06-14 | 525 | $0.00 | 525 | $17.10 |
| Lilac Class A | LiLAC Share Option A (right to buy) | Disposition | 2017-06-14 | 1,310 | $0.00 | 1,310 | $18.99 |
| Lilac Class C | LiLAC Share Option C (right to buy) | Disposition | 2017-06-14 | 1,045 | $0.00 | 1,045 | $16.98 |
| Lilac Class C | LiLAC Share Option C (right to buy) | Disposition | 2017-06-14 | 522 | $0.00 | 522 | $17.88 |
| Lilac Class C | LiLAC Share Option C (right to buy) | Disposition | 2017-06-14 | 2,608 | $0.00 | 2,608 | $18.55 |
| Lilac Class C | LiLAC Share Option C (right to buy) | Disposition | 2017-06-14 | 1,304 | $0.00 | 1,304 | $19.55 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct | |
| 0 | 2017-06-19 | No | 4 | M | Direct |
Footnotes
- The price reflects a weighted average of purchases made at prices ranging from $29.44 to $29.46. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- The price reflects a weighted average of purchases made at prices ranging from $28.495 to $28.535. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- The price reflects a weighted average of purchases made at prices ranging from $20.244 to $20.25. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- The price reflects a weighted average of purchases made at prices ranging from $19.8809 to $19.8838. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, information regarding the number of shares purchased at each separate price.
- The option is immediately exercisable.
Billionaire Hedge Funds
