Filing Details

Accession Number:
0001437749-17-011403
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-16 16:01:19
Reporting Period:
2017-06-14
Filing Date:
2017-06-16
Accepted Time:
2017-06-16 16:01:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
866970 Lighting Science Group Corp LSCG Electric Lighting & Wiring Equipment (3640) 232596710
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1254472 R Donald Harkleroad 1350 Division Road, Suite 204
West Warwick RI 02893
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-14 292,522 $0.02 270,303 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 36,997 Indirect By the Bristol Company
Footnotes
  1. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $0.0155 to $0.0250, inclusive. The reporting person undertakes to provide to Lighting Science Group Corporation (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The reporting person is the sole shareholder of The Bristol Company and as such may be deemed to beneficially own the shares held by The Bristol Company.