Filing Details

Accession Number:
0001127602-17-021516
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-15 17:15:56
Reporting Period:
2017-06-14
Filing Date:
2017-06-15
Accepted Time:
2017-06-15 17:15:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
9389 Ball Corp BLL Metal Cans (3411) 350160610
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397952 Ann Lisa Pauley 10 Longs Peak Drive
Broomfield CO 80021-2510
Sr Vp, Hr & Administration No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-14 3,760 $12.53 299,167 No 4 M Indirect By Spouse
Common Stock Disposition 2017-06-14 3,760 $41.48 295,407 No 4 S Indirect By Spouse
Common Stock Acquisiton 2017-06-14 3,600 $10.02 299,007 No 4 M Indirect By Spouse
Common Stock Disposition 2017-06-14 3,600 $41.48 295,407 No 4 S Indirect By Spouse
Common Stock Acquisiton 2017-06-14 13,600 $12.61 309,007 No 4 M Indirect By Spouse
Common Stock Disposition 2017-06-14 13,600 $41.47 295,407 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
No 4 M Indirect By Spouse
No 4 S Indirect By Spouse
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (iso) (Right to Buy) Disposition 2017-06-14 3,760 $0.00 3,760 $12.53
Common Stock Stock Option (iso) (Right to Buy) Disposition 2017-06-14 3,600 $0.00 3,600 $10.02
Common Stock Stock Option (iso) (Right to Buy) Disposition 2017-06-14 13,600 $0.00 13,600 $12.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2018-04-23 No 4 M Indirect
0 2019-01-28 No 4 M Indirect
0 2011-01-27 2020-01-27 No 4 M Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 6,001 Indirect 401(k) Plan
Common Stock 108,887 Direct
Footnotes
  1. Common stock acquired from exercise of Incentive Stock Options (ISOs).
  2. The reporting person expressly disclaims beneficial ownership of the securities owned by Spouse.
  3. Total number of 401(k) Plan shares acquired through periodic dividend reinvestment, participant's contributions and employer matching contributions.
  4. Exercise of Incentive Stock Options (ISO).
  5. Shares exercisable beginning one year after grant in 25% increments and thereafter annually upon the anniversary of the date of the grant of the Incentive Stock Option (ISO).