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Home > Insider Trading > Filing (0001144204-17-032732)

Filing Details

Accession Number:: 0001144204-17-032732
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-15 16:20:05
Reporting Period:: 2017-06-15

Filing Date:: 2017-06-15
Accepted Time:: 2017-06-15 16:20:05
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
850261	Sorrento Therapeutics Inc.	SRNE	Services-Commercial Physical & Biological Research (8731)	330344842

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1470981	Henry Ji	C/O Sorrento Therapeutics, Inc. 4955 Directors Place San Diego CA 92121	President And Ceo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2017-06-15	20,001	$1.80	20,001	No	4	P	Indirect	By spouse
Common Stock	Acquisiton	2017-06-15	9,000	$1.84	29,001	No	4	P	Indirect	By spouse

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	By spouse
No	4	P	Indirect	By spouse

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	139,776	Direct
Common Stock	67,931	Indirect	See Footnote
Common Stock	2,053,162	Indirect	See Footnote

Footnotes

Shares are held by an entity of which the Reporting Person and his spouse are the sole members and managing directors.
Shares are held in family trust, of which the Reporting Person is a co-trustee with his wife.