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Filing Details

Accession Number:: 0001683168-17-001587
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-14 20:39:25
Reporting Period:: 2017-06-12

Filing Date:: 2017-06-14
Accepted Time:: 2017-06-14 20:39:25
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1114925	Lantronix Inc	LTRX	Computer Communications Equipment (3576)	330362767

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1570402	Andrew Michael Fink	C/O Lantronix, Inc. 7535 Irvine Center Drive, Suite 100 Irvine CA 92618	Vice President Of Operations	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Common Stock	Acquisiton	2017-06-12	11,000	$1.87	12,094	No	4	M	Direct
Common Stock	Disposition	2017-06-12	11,000	$2.40	1,094	No	4	S	Direct
Common Stock	Acquisiton	2017-06-13	1,125	$1.87	2,219	No	4	M	Direct
Common Stock	Acquisiton	2017-06-13	18,750	$1.56	20,969	No	4	M	Direct
Common Stock	Acquisiton	2017-06-13	2,319	$1.35	23,288	No	4	M	Direct
Common Stock	Disposition	2017-06-13	22,194	$2.28	1,094	No	4	S	Direct
Common Stock	Acquisiton	2017-06-14	10,806	$1.35	11,900	No	4	M	Direct
Common Stock	Disposition	2017-06-14	10,806	$2.31	1,094	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	M	Direct
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Common Stock	Stock Option (Right to buy)	Disposition	2017-06-12	11,000	$0.00	11,000	$1.87
Common Stock	Stock Option (Right to buy)	Disposition	2017-06-13	1,125	$0.00	1,125	$1.87
Common Stock	Stock Option (Right to buy)	Disposition	2017-06-13	18,750	$0.00	18,750	$1.56
Common Stock	Stock Option (Right to buy)	Disposition	2017-06-13	2,319	$0.00	2,319	$1.35
Common Stock	Stock Option (Right to buy)	Disposition	2017-06-14	10,806	$0.00	10,806	$1.35

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
29,000	2021-08-26	No	4	M	Direct
27,875	2021-08-26	No	4	M	Direct
1,250	2020-08-22	No	4	M	Direct
27,681	2022-09-01	No	4	M	Direct
16,875	2022-09-01	No	4	M	Direct

Footnotes

Represent shares of common stock acquired via exercise of stock options granted under the Lantronix, Inc. Amended and Restated 2010 Stock Incentive Plan (the "2010 SIP").
This transaction was executed in multiple trades at prices ranging from $2.26 to $2.30. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
This transaction was executed in multiple trades at prices ranging from $2.30 to $2.34. The price reported reflects the weighted average price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
The option vests according to the following schedule: 25% of the option (10,000 shares) vested on August 26, 2015, and the remainder of the option (30,000 shares) vest ratably each month thereafter over a period of 36 months.
The option vests according to the following schedule: 25% of the option (5,000 shares) vested on August 22, 2014, and the remainder of the option (15,000 shares) vest ratably each month thereafter over a period of 36 months.
The option vests according to the following schedule: 25% of the option (7,500 shares) vested on September 1, 2016, and the remainder of the option (22,500 shares) vest ratably each month thereafter over a period of 36 months.