Filing Details
- Accession Number:
- 0001127602-17-021427
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-14 16:41:07
- Reporting Period:
- 2017-06-12
- Filing Date:
- 2017-06-14
- Accepted Time:
- 2017-06-14 16:41:07
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 889936 | Privatebancorp Inc | PVTB | State Commercial Banks (6022) | 363681151 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1431044 | M Kevin Killips | C/O Privatebancorp, Inc. 120 S. Lasalle Street Chicago IL 60603 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-12 | 42,641 | $14.30 | 217,503 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-12 | 24,547 | $14.99 | 242,050 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-12 | 23,958 | $17.95 | 266,008 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-12 | 9,191 | $27.94 | 275,199 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-12 | 100,337 | $60.33 | 174,862 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right to Buy) | Disposition | 2017-06-12 | 42,641 | $0.00 | 42,641 | $14.30 |
| Common Stock | Option To Purchase Common Stock | Disposition | 2017-06-12 | 24,547 | $0.00 | 24,547 | $14.99 |
| Common Stock | Option To Purchase Common Stock | Disposition | 2017-06-12 | 23,958 | $0.00 | 23,958 | $17.95 |
| Common Stock | Option To Purchase Common Stock | Disposition | 2017-06-12 | 9,191 | $0.00 | 9,191 | $27.94 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2019-02-10 | No | 4 | M | Direct | |
| 0 | 2021-04-01 | No | 4 | M | Direct | |
| 0 | 2016-03-01 | 2023-02-22 | No | 4 | M | Direct |
| 0 | 2017-03-01 | 2024-02-21 | No | 4 | M | Direct |
Footnotes
- Reflects the weighted average sales price of multiple transactions reported on this line. The shares were sold at prices that ranged from $60.16 to $60.58. Upon request of the SEC staff, the issuer or a security holder of the issuer, the reporting person will provide information regarding the number of shares sold at each separate price.
- Options were granted on February 10, 2009 and vested 25% every year on the anniversary of the grant date and became fully vested after four years from the date of grant.
- Options were granted on April 1, 2011, which were originally scheduled to vest one-third on the anniversary date in each of 2012, 2013 and 2014. Due to TARP restrictions, the terms of the options were amended so that they vested 100% on December 29, 2011.
Billionaire Hedge Funds
