Filing Details
- Accession Number:
- 0001144204-17-032533
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-14 16:28:55
- Reporting Period:
- 2017-06-14
- Filing Date:
- 2017-06-14
- Accepted Time:
- 2017-06-14 16:28:55
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1495222 | Oxford Lane Capital Corp. | OXLC | () | 272859071 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1619007 | Scott Leroy Frantz | 8 Sound Shore Drive Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| 6.75% Series 2024 Term Preferred Stock | Acquisiton | 2017-06-14 | 200,000 | $25.00 | 200,000 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,012 | Direct | |
| 7.50% Series 2023 Term Preferred Stock | 437,622 | Direct | |
| 8.125% Series 2024 Term Preferred Stock | 200,000 | Direct |
Billionaire Hedge Funds
