Filing Details

Accession Number:
0001209191-17-039749
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-14 09:35:13
Reporting Period:
2015-11-10
Filing Date:
2017-06-14
Accepted Time:
2017-06-14 09:35:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380509 Hff Inc. HF () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1267871 M Lenore Sullivan C/O Hff, Inc., One Oxford Centre,
301 Grant Street, Suite 1100
Pittsburgh PA 15219
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2015-11-10 4,167 $18.00 58,664 No 4 M Direct
Class A Common Stock Acquisiton 2015-11-10 13,393 $3.37 72,057 No 4 M Direct
Class A Common Stock Disposition 2016-06-12 12,000 $33.41 60,057 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option Disposition 2015-11-10 4,167 $0.00 4,167 $18.00
Class A Common Stock Stock Option Disposition 2015-11-10 13,393 $0.00 13,393 $3.37
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
13,393 2008-01-30 2017-01-30 No 4 M Direct
0 2010-05-28 2019-05-28 No 4 M Direct
Footnotes
  1. This is the weighted average price at which the securities were sold. The range of prices for these sales was $33.23 - $33.59.
  2. Full information regarding the number of shares sold at each separate price is available upon request by the SEC staff, the issuer or any security holder of the issuer.
  3. The stock option vested in three equal installments beginning one year after January 30, 2007, the date of grant.
  4. The stock option vested in three equal installments beginning one year after May 28, 2009, the date of grant.