Filing Details

Accession Number:
0001209191-17-039687
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-13 19:32:35
Reporting Period:
2017-06-12
Filing Date:
2017-06-13
Accepted Time:
2017-06-13 19:32:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1430592 Financial Engines Inc. FNGN () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209414 C Jeffrey Grace 1050 Enterprise Way
3Rd Floor
Sunnyvale CA 94089
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-12 1,454 $21.39 14,732 No 4 M Direct
Common Stock Disposition 2017-06-12 2,874 $39.55 11,858 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2017-06-12 1,454 $0.00 1,454 $21.39
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2021-11-18 No 4 M Direct
Footnotes
  1. The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 8, 2016.
  2. The option award is fully vested.