Filing Details
- Accession Number:
- 0001213900-17-006431
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-13 16:43:36
- Reporting Period:
- 2017-06-09
- Filing Date:
- 2017-06-13
- Accepted Time:
- 2017-06-13 16:43:36
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1258258 | F Thomas Kirk | One Broadway, 14Th Floor Cambridge MA 02142 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-09 | 12,659 | $0.00 | 17,971 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2017-06-09 | 27,377 | $0.00 | 45,348 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2017-06-09 | 16,302 | $0.00 | 61,650 | No | 4 | C | Direct | |
| Common Stock | Acquisiton | 2017-06-09 | 20,000 | $0.00 | 81,650 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | C | Direct | |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | SERIES A-1 CONVERTIBLE PREFERRED STOCK | Disposition | 2017-06-09 | 12,659 | $0.00 | 12,659 | $0.00 |
| Common Stock | SERIES B-1 CONVERTIBLE PREFERRED STOCK | Disposition | 2017-06-09 | 27,377 | $0.00 | 27,377 | $0.00 |
| Common Stock | 8 % SUBORDINATE CONVERTIBLE NOTE | Disposition | 2017-06-09 | 16,302 | $0.00 | 16,302 | $0.00 |
| Common Stock | WARRANTS (RIGHT TO BUY) | Disposition | 2017-06-09 | 20,000 | $0.00 | 20,000 | $7.50 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 0 | No | 4 | C | Direct | ||
| 20,000 | 2020-06-09 | No | 4 | P | Direct |
Footnotes
- The Series A-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.
- The Series B-1 Convertible Preferred Stock converted into common stock on a 1-for-1 basis upon completion of the Company's initial public offering and has no expiration date.
- The 8% subordinate convertible note was converted into common stock upon completion of the Company's initial public offering.
- The Common Stock and Warrants were sold in the form of Units issued by the Company in a private placement at a price of $5.25 per Unit, each Unit consisting of one share of Common Stock and a Warrant to purchase one share of Common Stock at an exercise price of $7.50 per share.
- The Warrants are immediately exercisable.
Billionaire Hedge Funds
