Filing Details

Accession Number:
0001109357-17-000054
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-13 10:44:04
Reporting Period:
2017-06-09
Filing Date:
2017-06-13
Accepted Time:
2017-06-13 10:44:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1109357 Exelon Corp EXC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1087426 Iii A Mayo Shattuck 10 South Dearborn Street
54Th Floor
Chicago IL 60603
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-09 200,000 $32.46 567,649 No 4 M Direct
Common Stock Disposition 2017-06-09 200,000 $36.47 367,649 No 4 S Direct
Common Stock Acquisiton 2017-06-12 265,892 $32.46 633,541 No 4 M Direct
Common Stock Disposition 2017-06-12 265,892 $36.56 367,649 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock NQ Stock Option 02/25/2011 Disposition 2017-06-09 200,000 $0.00 200,000 $32.46
Common Stock NQ Stock Option 02/25/2011 Disposition 2017-06-12 265,892 $0.00 265,892 $32.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
265,892 2018-03-01 No 4 M Direct
0 2018-03-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock (401K Shares) 2,075 Direct
Common Stock 10,000 Indirect By Lizzie Mae, LLC
Common Stock (Deferred Stock Units) 14,603 Indirect By Exelon Directors Deferred Stock Unit Plan
Footnotes
  1. Shares were sold in lots ranging in price from $36.33 to $36.61. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
  2. Shares were sold in lots ranging in price from $36.40 to $36.88. The filer undertakes to provide upon request by the SEC Staff, the issuer, or a security holder of the issuer, full information rgarding the number of shares purchased or sold at each separate price.
  3. Exercise of fully-vested non-qualified employee stock options that expire on March 1, 2018. Options were originally granted by Constellation Energy Group that vested and were converted pursuant to the Merger Agreement. Each Constellation option was converted into an option to purchase Exelon common stock at the rate of 0.93 shares of Exelon common stock for each share of Constellation common stock at a strike price equal to the quotient of the original Constellation strike price and 0.93.
  4. Shares held as of May 31, 2017 in a multi-fund 401(k) Plan to be settled in cash upon the reporting person's termination of employment for any reason on a 1:1 basis. Shares are acquired through regular periodic contributions, company matching contributions, and the automatic reinvestment of dividends.
  5. Lizzie Mae, LLC, is a limited liability company of which the reporting person is the manager and to which the reporting person transferred shares of his Exelon common stock. On December 18, 2012, the reporting person transferred 1/3 membership interests in Lizzie Mae, LLC, to each of three trusts, each one for the benefit of one of the reporting person's three minor children. The reporting person's wife is a trustee of each of the trusts. The reporting person disclaims beneficial ownership of the Exelon Corporation common stock held by Lizzie Mae LLC except to the extent of his pecuniary interest therein.
  6. Balance includes 129 shares acquired on June 9, 2017 through automatic dividend reinvestment.