Filing Details

Accession Number:
0001012975-17-000488
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-12 17:48:19
Reporting Period:
2017-06-08
Filing Date:
2017-06-12
Accepted Time:
2017-06-12 17:48:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1278021 Marketaxess Holdings Inc MKTX Security Brokers, Dealers & Flotation Companies (6211) 522230784
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1704380 M Kevin Mcpherson C/O Marketaxess Holdings Inc.
299 Park Avenue
New York NY 10171
Global Head Of Sales No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-08 5,000 $10.93 90,929 No 4 M Direct
Common Stock Disposition 2017-06-08 2,495 $199.34 88,434 No 4 S Direct
Common Stock Disposition 2017-06-08 1,805 $200.27 86,629 No 4 S Direct
Common Stock Disposition 2017-06-08 700 $201.44 85,929 No 4 S Direct
Common Stock Acquisiton 2017-06-12 4,286 $10.93 90,215 No 4 M Direct
Common Stock Disposition 2017-06-12 1,026 $202.18 89,189 No 4 S Direct
Common Stock Disposition 2017-06-12 3,053 $203.13 86,136 No 4 S Direct
Common Stock Disposition 2017-06-12 207 $204.34 85,929 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2017-06-08 5,000 $0.00 5,000 $10.93
Common Stock Employee Stock Option (right to buy) Disposition 2017-06-12 4,286 $0.00 4,286 $10.93
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9,286 2018-01-15 No 4 M Direct
5,000 2018-01-15 No 4 M Direct
Footnotes
  1. The transaction was executed in multiple trades at prices ranging from $199.01 to $199.87. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  2. The transaction was executed in multiple trades at prices ranging from $200.02 to $200.67. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  3. The transaction was executed in multiple trades at prices ranging from $201.17 to $201.61. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  4. The transaction was executed in multiple trades at prices ranging from $201.835 to $202.57. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  5. The transaction was executed in multiple trades at prices ranging from $202.915 to $203.63. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  6. The transaction was executed in multiple trades at prices ranging from $204.30 to $204.38. The price above reflects the weighted average sales price. Detailed information regarding the number of shares sold at each separate price will be provided upon request by the Commission staff, the Issuer or a security holder of the Issuer.
  7. The employee stock option is fully exercisable.