Filing Details

Accession Number:
0001596783-17-000042
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-12 16:36:04
Reporting Period:
2017-06-08
Filing Date:
2017-06-12
Accepted Time:
2017-06-12 16:36:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1596783 Catalent Inc. CTLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1269428 M Matthew Walsh C/O Catalent, Inc.
14 Schoolhouse Road
Somerset NJ 08873
See Remarks No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-08 54,277 $10.71 147,989 No 4 M Direct
Common Stock Acquisiton 2017-06-08 20,374 $14.86 168,363 No 4 M Direct
Common Stock Disposition 2017-06-08 46,903 $37.01 121,460 No 4 F Direct
Common Stock Disposition 2017-06-08 24,989 $0.00 96,471 No 4 S Direct
Common Stock Disposition 2017-06-09 2,759 $0.00 93,712 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Disposition 2017-06-08 54,277 $0.00 54,277 $10.71
Common Stock Common Stock Disposition 2017-06-08 20,374 $0.00 20,374 $14.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2016-09-09 2019-10-23 No 4 M Direct
0 2016-09-09 2021-10-11 No 4 M Direct
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on May 8, 2017 in order to implement a plan of financial diversification.
  2. Includes restricted stock units.
  3. These shares were sold in multiple transactions at prices ranging from $36.77 to $37.21, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. These shares were sold in multiple transactions at prices ranging from $37.28 to $37.44, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.