Filing Details

Accession Number:
0001209191-17-039153
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-12 16:20:58
Reporting Period:
2017-06-12
Filing Date:
2017-06-12
Accepted Time:
2017-06-12 16:20:58
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1351636 Shotspotter Inc SSTI () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1008088 M Gary Lauder 40Th Floor, 767 Fifth Ave.
New York NY 10153
Yes No Yes No
1173609 8/10/2000 Uad Trust Revocable M Gary Lauder 40Th Floor, 767 Fifth Ave.
New York NY 10153
No No Yes No
1260297 Lauder Gary Fbo Trust Remainder Grat 1992 40Th Floor, 767 Fifth Ave.
New York NY 10153
No No Yes No
1705993 Lauder Partners Llc 40Th Floor, 767 Fifth Ave.
New York NY 10153
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-06-12 140,723 $0.00 311,535 No 4 C Indirect By Trust
Common Stock Acquisiton 2017-06-12 808,700 $0.00 1,120,235 No 4 C Indirect By Trust
Common Stock Acquisiton 2017-06-12 72,068 $0.00 202,173 No 4 C Indirect By Limited Liability Company
Common Stock Acquisiton 2017-06-12 871,416 $0.00 1,073,589 No 4 C Indirect By Limited Liability Company
Common Stock Acquisiton 2017-06-12 91,000 $11.00 91,000 No 4 P Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect By Trust
No 4 C Indirect By Trust
No 4 C Indirect By Limited Liability Company
No 4 C Indirect By Limited Liability Company
No 4 P Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A-2 Preferred Stock Disposition 2017-06-12 196,666 $0.00 140,723 $0.00
Common Stock Series B-1 Preferred Stock Disposition 2017-06-12 808,700 $0.00 808,700 $0.00
Common Stock Series A-2 Preferred Stock Disposition 2017-06-12 100,718 $0.00 72,068 $0.00
Common Stock Series B-1 Preferred Stock Disposition 2017-06-12 871,416 $0.00 871,416 $0.00
Common Stock Warrant (Right to Buy) Acquisiton 2017-06-12 162,158 $5.87 162,158 $0.00
Common Stock Warrant (Right to Buy) Acquisiton 2017-06-12 106,136 $0.17 106,136 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
0 No 4 C Indirect
162,158 2019-07-12 No 4 C Indirect
106,136 2021-02-13 No 4 C Indirect
Footnotes
  1. Shares held directly by The Gary M. Lauder Revocable Trust, of which Gary M. Lauder is a Trustee.
  2. Shares held directly by Lauder Partners LLC, of which Gary M. Lauder is the Managing Member.
  3. Shares held directly by the 1992 GRAT Remainder Trust FBO Gary Lauder, of which Gary M. Lauder is a Trustee.
  4. Each share of Series A-2 Preferred Stock automatically converted into 0.715548 shares of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
  5. Inapplicable.
  6. Each share of Series B-1 Preferred Stock automatically converted into 1 share of Common Stock upon the closing of the Issuer's initial public offering of Common Stock and has no expiration date.
  7. Right has converted from right to buy Series B-1 Preferred Stock to a right to buy Common Stock.
  8. Immediate.