Filing Details
- Accession Number:
- 0001351285-17-000073
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-08 17:26:47
- Reporting Period:
- 2017-06-06
- Filing Date:
- 2017-06-08
- Accepted Time:
- 2017-06-08 17:26:47
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1641165 | Sean M. Hartford | C/O Rosetta Stone Inc. 1621 North Kent Street, Suite 1200 Arlington VA 22209 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-06 | 2,164 | $7.47 | 18,348 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2017-06-06 | 1,886 | $9.78 | 20,234 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-06 | 4,050 | $11.91 | 16,184 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-06 | 2,164 | $0.00 | 2,164 | $7.47 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2017-06-06 | 1,886 | $0.00 | 1,886 | $9.78 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,491 | 2017-02-19 | 2026-02-19 | No | 4 | M | Direct |
| 1,885 | 2025-02-12 | No | 4 | M | Direct |
Footnotes
- Options vest at a rate of one-quarter per annum, beginning one year from February 19, 2016, the date of grant. The exercised options vested on February 19, 2017.
- Options vest at a rate of one-quarter per annum, beginning one year from February 12, 2015, the date of grant. The exercised options vested on February 12, 2016 and February 12, 2017.
Billionaire Hedge Funds
