Filing Details

Accession Number:
0001387131-17-003173
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-08 17:25:01
Reporting Period:
2017-06-07
Filing Date:
2017-06-08
Accepted Time:
2017-06-08 17:25:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444706 Crossroads Capital Inc. XRDC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1341021 Andrew Dakos
250 Pehle Ave. Ste 708
Saddle Brook NJ 07663
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-07 28,479 $2.17 797,848 No 4 S Indirect By Clients
Common Stock Acquisiton 2017-06-07 28,479 $2.17 826,327 No 4 P Indirect By Clients
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Clients
No 4 P Indirect By Clients
Footnotes
  1. Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Dakos is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Dakos also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.