Dear Valued Visitor,

We have noticed that you are using an ad blocker software.

Although advertisements on the web pages may degrade your experience, our business certainly depends on them and we can only keep providing you high-quality research based articles as long as we can display ads on our pages.

To view this article, you can disable your ad blocker and refresh this page or simply login.

We only allow registered users to use ad blockers. You can sign up for free by clicking here or you can login if you are already a member.

Filing Details

Accession Number:
0001387131-17-003172
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-08 17:23:26
Reporting Period:
2017-06-07
Filing Date:
2017-06-08
Accepted Time:
2017-06-08 17:23:26
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1444706 Crossroads Capital Inc. XRDC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1067621 Phillip Goldstein 250 Pehle Ave., Suite 708
Saddlebrook NJ 07663
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-06-07 28,479 $2.17 797,848 No 4 S Indirect By Clients
Common Stock Acquisiton 2017-06-07 28,479 $2.17 826,327 No 4 P Indirect By Clients
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Clients
No 4 P Indirect By Clients
Footnotes
  1. Certain private investment fund clients of Bulldog Investors, LLC are the beneficial owners of the shares. Mr. Goldstein is an owner of Bulldog Investors, LLC and disclaims beneficial interest in such shares except to the extent of any pecuniary interest therein. Mr. Goldstein also is a principal of the general partner of certain of such private investment fund clients of Bulldog Investors, LLC, and a limited partner in certain of such private fund clients.