Filing Details
- Accession Number:
- 0001209191-17-038240
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-07 07:57:12
- Reporting Period:
- 2017-06-05
- Filing Date:
- 2017-06-07
- Accepted Time:
- 2017-06-07 07:57:12
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 836147 | Middlefield Banc Corp | MBCN | State Commercial Banks (6022) | 341585111 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1223991 | L Donald Stacy | 15985 East High Street P. O. Box 35 Middlefield OH 44062 | Treasurer/Cfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-05 | 750 | $37.00 | 2,003 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2017-06-05 | 750 | $54.00 | 1,253 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Indirect | in IRA |
| Common Stock | 19 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Common Stock (right to buy) | $17.55 | 2012-05-09 | 2021-05-09 | 2,500 | 2,500 | Direct |
| Common Stock | Conditional Stock Award | $33.61 | 2018-06-22 | 495 | 495 | Direct | |
| Common Stock | Conditional Stock Award | $32.40 | 2019-03-01 | 532 | 532 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2021-05-09 | 2,500 | 2,500 | Direct |
| 2018-06-22 | 495 | 495 | Direct |
| 2019-03-01 | 532 | 532 | Direct |
Footnotes
- Includes shares acquired under the MBCN Dividend Reinvestment Plan.
- Held jointly with son.
- Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated June 24, 2015.
- Until the award vests, the award confers no right to vote, no right to dividends, and no other shareholder rights to the recipient. Vesting is subject to a time-based or service condition and a performance-based condition. The details of the vesting conditions may be found in a Form 8-K filing dated March 4, 2016.
Billionaire Hedge Funds
