Filing Details
- Accession Number:
- 0001127602-17-020683
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-06 16:37:46
- Reporting Period:
- 2017-06-02
- Filing Date:
- 2017-06-06
- Accepted Time:
- 2017-06-06 16:37:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1535929 | Voya Financial Inc. | VOYA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1236604 | Jr O Rodney Martin | 230 Park Avenue New York NY 10169 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-02 | 8,475 | $35.29 | 114,221 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,122 | Indirect | By 401(k) Plan |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Stock Unit | $0.00 | 227,249 | 227,249 | Direct | ||
| Common Stock | Restricted Stock Units | $0.00 | 186,514 | 186,514 | Direct | ||
| Common Stock | Deferred Savings Plan Issuer Stock Units | $0.00 | 7,621 | 7,621 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 227,249 | 227,249 | Direct | |
| 186,514 | 186,514 | Direct | |
| 7,621 | 7,621 | Direct |
Footnotes
- The reporting person's purchase of shares reported herein is matchable under Section 16(b) of the Securities Exchange Act of 1934, as amended. The reporting person has voluntarily disgorged to the Company the Section 16 profit realized in connection with the transaction.
- This transaction was executed in multiple trades at prices ranging from $35.27 to $35.29. The price reported represents the weighted average sale price of these trades. The reporting personhereby undertakes to provide upon request to the SEC staff, the company, or a security holder of the company, full information regarding the shares sold at each separate price.
- The stock units will vest based on their respective award agreements.
- The number of shares of Common Stock that will be delivered for each performance stock unit depends on the achievement of certain performance factors. Depending on actual performance, the number of shares of Common Stock delivered upon vesting can range from 0% to 150% of the number presented above.
- Each of these units represents a right to receive the cash value of one share of the company's common stock upon the reporting person's separation from the company. The reporting person may reallocate investments in these units to alternative investments in the future.
Billionaire Hedge Funds
