Filing Details
- Accession Number:
- 0001209191-17-037643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-05 15:35:25
- Reporting Period:
- 2017-06-01
- Filing Date:
- 2017-06-05
- Accepted Time:
- 2017-06-05 15:35:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1640384 | Lm Funding America Inc. | LMFA | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1458737 | L. Andrew Graham | 5300 West Cypress St. Suite 100 Tampa FL 33607 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-06-01 | 600 | $4.56 | 600 | No | 4 | P | Indirect | By IRA |
| Common Stock | Acquisiton | 2017-06-01 | 200 | $4.62 | 800 | No | 4 | P | Indirect | By IRA |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Indirect | By IRA |
| No | 4 | P | Indirect | By IRA |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,000 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | $10.00 | 2025-10-22 | 5,000 | 5,000 | Direct | |
| Common Stock | Warrants | $12.50 | 2020-10-31 | 1,000 | 1,000 | Direct | |
| Common Stock | Warrants | $12.50 | 2020-10-31 | 3,000 | 3,000 | Indirect |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2025-10-22 | 5,000 | 5,000 | Direct |
| 2020-10-31 | 1,000 | 1,000 | Direct |
| 2020-10-31 | 3,000 | 3,000 | Indirect |
Footnotes
- Grant to reporting person of option to buy shares under the 2015 Omnibus Incentive Plan. One-third of the options become exercisable on the first, second, and third anniversary of the date of grant.
- Immediately Exercisable
Billionaire Hedge Funds
