Filing Details

Accession Number:
0001225208-17-010830
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-02 18:17:47
Reporting Period:
2017-05-31
Filing Date:
2017-06-02
Accepted Time:
2017-06-02 18:17:47
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1094348 Mattersight Corp MATR Services-Computer Integrated Systems Design (7373) 364304577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1197647 Tench Coxe 755 Page Mill Road, Suite A-200
Palo Alto CA 94304-1005
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-31 271,391 $0.00 852,651 No 4 J Indirect By Ltd Partnership (SHV)
Common Stock Acquisiton 2017-06-01 203,543 $3.65 1,056,194 No 4 P Indirect By Ltd Partnership (SHV)
Common Stock Acquisiton 2017-06-01 21,710 $3.65 533,881 No 4 P Indirect By Trust (Trustees)
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 J Indirect By Ltd Partnership (SHV)
No 4 P Indirect By Ltd Partnership (SHV)
No 4 P Indirect By Trust (Trustees)
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 98,494 Direct
Common Stock 1,283,497 Indirect By Ltd Partnership (ROOS)
Common Stock 73,411 Indirect By Profit Sharing Plan Trust
Footnotes
  1. On May 31, 2017, a limited partner (the "Limited Partner") of Sutter Hill Ventures, a California Limited Partnership ("SHV") liquidated its interest in SHV in return for its ratable share of the holdings of SHV, resulting in SHV's disposition to the Limited Partner of 271,391 shares (the "Distributed Common Shares") of the Issuer's common stock (the "Liquidation").
  2. Shares held by SHV. The reporting person is a managing director and member of the management committee of the general partner of SHV. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  3. In connection with the Liquidation, SHV entered into an agreement with the Limited Partner to repurchase 203,543 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
  4. In connection with the Liquidation, the reporting person entered into an agreement with the Limited Partner to repurchase 21,710 Distributed Common Shares from the Limited Partner at a purchase price equal to the average of the mean between the closing bid and ask prices over the ninety (90)-day period ended March 31, 2017.
  5. Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
  6. Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the General Partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
  7. Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.