Filing Details
- Accession Number:
- 0001209191-17-037287
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 16:37:59
- Reporting Period:
- 2017-06-01
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 16:37:59
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1600817 | K Sudhir Pahwa | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leicester X0 LE5 1QZ | Sr. V.p., Ipt | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-06-01 | 3,000 | $79.07 | 22,047 | No | 4 | S | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-06-01 | 206 | $79.26 | 21,841 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Footnotes
- This sale of a total of 3,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on August 17, 2016.
- This represents the average sales price of the 3,000 shares sold in the open market. The actual sales prices ranged from $79.00 per share to $79.21 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices.
- 206 shares were withheld from the 625 restricted shares that vested on June 1, 2017. These 206 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 625 ordinary shares were awarded to Mr. Pahwa on June 1, 2016 as part of an award of 2,500 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2017. The remaining restrictions on these ordinary shares lapse as follows: 625 on June 1, 2018; 625 on June 3, 2019 and 625 on June 1, 2020.
- 8,875 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 750 on October 2, 2017; 750 on May 28, 2018; 750 on May 30, 2018; 1,250 on May 30, 2018; 625 on June 1, 2018; 750 on October 1, 2018; 750 on May 28, 2019; 1,250 on May 30, 2019; 625 on June 3, 2019; 750 on October 1, 2019 and 625 on June 1, 2020.
Billionaire Hedge Funds
