Filing Details
- Accession Number:
- 0001209191-17-037275
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 16:36:01
- Reporting Period:
- 2017-06-01
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 16:36:01
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1532367 | Kathleen Bardwell | C/O Chancery House, 190 Waterside Rd. Hamilton Industrial Park Leiscester X0 LE5 1QZ | Sr.v. P. & C.c.o. | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | Acquisiton | 2017-06-01 | 4,000 | $36.09 | 20,975 | No | 4 | M | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-06-01 | 4,000 | $79.00 | 16,975 | No | 4 | S | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-06-01 | 165 | $79.26 | 16,810 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Disposition | 2017-06-01 | 4,000 | $0.00 | 4,000 | $36.09 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-31 | No | 4 | M | Direct |
Footnotes
- This exercise and sale of a total of 4,000 ordinary shares is pursuant to a Rule 10b5-1 Stock Trading Plan entered into by the Reporting Person on November 15, 2016.
- 165 shares were withheld from the 500 restricted shares that vested on June 1, 2017. These 165 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 500 ordinary shares were awarded to Ms. Bardwell on June 1, 2016 as part of an award of 2,000 restricted shares. These vested shares were valued at the NYSE closing market price on June 1, 2017. The remaining restrictions on these ordinary shares lapse as follows: 500 on June 1, 2018; 500 on June 3, 2019 and 500 on June 1, 2020.
- 6,625 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 375 on October 2, 2017; 625 on May 28, 2018; 500 on May 30, 2018; 750 on May 30, 2018; 500 on June 1, 2018; 375 on October 1, 2018; 625 on May 28, 2019; 500 on May 30, 2019; 500 on June 3, 2019; 375 on October 1, 2019; 500 on June 1, 2020; 500 on June 1, 2020 and 500 on June 1, 2021.
- This option to purchase 4,000 STERIS plc ordinary shares, which is fully vested, was received in the Merger in exchange for an option to purchase 4,000 STERIS common shares for $36.09 per share, subject to the same terms and conditions as the original STERIS Corporation stock option.
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