Filing Details

Accession Number:
0001140361-17-023576
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-02 16:24:31
Reporting Period:
2017-02-28
Filing Date:
2017-06-02
Accepted Time:
2017-06-02 16:24:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1371446 Fbr & Co. FBRC Security Brokers, Dealers & Flotation Companies (6211) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1418470 Frederick William Strome 1300 North 17Th Street
14Th Floor
Arlington VA 22209
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-02-28 75 $18.20 18,647 No 4 L Direct
Common Stock Acquisiton 2017-05-31 5,271 $10.09 23,918 No 4 P Direct
Common Stock Disposition 2017-06-01 23,918 $0.00 0 No 4 D Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 L Direct
No 4 P Direct
No 4 D Direct
Footnotes
  1. Shares acquired under brokerage dividend reinvestment plan.
  2. Represents 12,259 shares of issuer common stock and 11,659 restricted stock units ("RSU"s) disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock and B. Riley Financial, Inc. RSUs at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger.