Filing Details
- Accession Number:
- 0001140361-17-023564
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 16:20:28
- Reporting Period:
- 2017-02-28
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 16:20:28
- SEC Url:
- Form 4 Filing
Issuer
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1111645 | Jr J Thomas Hynes | 1300 North Seventeenth St. Suite 1400 Arlington VA 22209 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2017-02-28 | 98 | $18.20 | 33,283 | No | 4 | L | Direct | |
| Common Stock | Acquisiton | 2017-05-31 | 6,817 | $10.09 | 40,100 | No | 4 | P | Direct | |
| Common Stock | Disposition | 2017-06-01 | 40,100 | $0.00 | 0 | No | 4 | D | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | L | Direct | |
| No | 4 | P | Direct | |
| No | 4 | D | Direct |
Footnotes
- Shares acquired under brokerage dividend reinvestment plan.
- Represents 18,354 shares of issuer common stock, 4,208 shares of restricted stock, and 17,538 restricted stock units ("RSU"s) disposed of pursuant to merger agreement between issuer and B. Riley Financial, Inc. in exchange for shares of B. Riley Financial, Inc. common stock and B. Riley Financial, Inc. RSUs at an exchange ratio of 0.671. B. Riley Financial, Inc. common stock had a closing market value of $14.70 per share on the effective date of the merger.
Billionaire Hedge Funds
