Filing Details

Accession Number:
0001683168-17-001481
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-02 16:19:37
Reporting Period:
2017-05-31
Filing Date:
2017-06-02
Accepted Time:
2017-06-02 16:19:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1158114 Applied Optoelectronics Inc. AAOI Semiconductors & Related Devices (3674) 760533927
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1587419 H William Yeh C/O Applied Optoelectronics, Inc.
13139 Jess Pirtle Blvd.
Sugar Land TX 77478
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $.001 Par Value Disposition 2017-05-31 10,000 $71.01 71,167 No 4 S Direct
Common Stock, $.001 Par Value Disposition 2017-05-31 10,000 $71.30 61,167 No 4 S Direct
Common Stock, $.001 Par Value Disposition 2017-06-02 10,000 $74.06 51,167 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
Footnotes
  1. The shares were sold in multiple transactions on May 31, 2017 at an actual sale price ranging from $71.00 to $71.16 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. The shares were sold in multiple transactions on May 31, 2017 at an actual sale price ranging from $71.26 to $71.31 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. The shares were sold in multiple transactions on June 2, 2017 at an actual sale price ranging from $73.80 to $74.32 per share. The price reported reflects the weighted average sale price for the transactions. The reporting person undertakes to provide upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares sold at each separate price.