Filing Details
- Accession Number:
- 0000097216-17-000158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-02 13:19:53
- Reporting Period:
- 2017-05-23
- Filing Date:
- 2017-06-02
- Accepted Time:
- 2017-06-02 13:19:53
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1690881 | Asv Holdings Inc. | ASV | Construction Machinery & Equip (3531) | 821501649 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1706725 | A.s.v. Holding, Llc | 200 Nyala Farm Road Westport CT 06880 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, Par Value $.01 | Disposition | 2017-05-23 | 570,000 | $6.51 | 3,350,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- This amount reflects the number of shares of common stock of the Issuer ("Common Stock") sold by A.S.V. Holding, LLC in connection with the initial public offering of the Issuer which closed on May 17, 2017 (the "IPO"). The material terms of the IPO are described in the prospectus, dated May 12, 2017, filed by the Issuer with the U.S. Securities and Exchange Commission on May 15, 2017.
- This amount represents the $7.00 per share price of Common Stock sold by the underwriters in connection with the IPO, less the underwriting discount of $0.49 per share.
Billionaire Hedge Funds
