Filing Details
- Accession Number:
- 0000899243-17-015046
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-01 21:10:38
- Reporting Period:
- 2017-05-23
- Filing Date:
- 2017-06-01
- Accepted Time:
- 2017-06-01 21:10:38
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 891417 | Pen Inc. | PENC | Coating, Engraving & Allied Services (3470) | 760273345 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1618019 | Carl Zeiss Inc. | One Zeiss Drive Thornwood NY 10594 | No | No | Yes | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2017-05-23 | 262,631 | $0.00 | 263,462 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2017-05-23 | 263,462 | $0.38 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Class Z common stock | Disposition | 2017-05-23 | 262,631 | $0.00 | 262,631 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 262,631 | No | 4 | C | Direct |
Footnotes
- Each share of Class Z common stock is convertible into one share of the issuer's Class A common stock at any time at the option of the holder on a one-for-one basis.
Billionaire Hedge Funds
