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Filing Details

Accession Number:: 0001104659-17-037046
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-06-01 20:55:37
Reporting Period:: 2017-05-30

Filing Date:: 2017-06-01
Accepted Time:: 2017-06-01 20:55:37
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1618732	Nutanix Inc.	NTNX	()	4

Insiders

Cik	Name	Reported Address	Director	Officer	Large Shareholder	Other
1185068	J Christopher Schaepe	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1347126	Lightspeed Venture Partners Vii, L.p.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1366048	Barry Eggers	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1366051	Peter Nieh	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1435573	Lightspeed Venture Partners Viii Lp	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1522568	Lightspeed Ultimate General Partner Viii, Ltd.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1522569	Lightspeed General Partner Viii, L.p.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1602662	Lightspeed Ultimate General Partner Vii, Ltd.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No
1602663	Lightspeed General Partner Vii, L.p.	2200 Sand Hill Road Menlo Park CA 94025	No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2017-05-30	4,631,331	$0.00	0	No	4	J	Indirect	By Lightspeed Venture Partners VII, L.P.
Class A Common Stock	Acquisiton	2017-05-30	1,192,558	$0.00	1,192,558	No	4	J	Indirect	By Lightspeed General Partner VII, L.P.
Class A Common Stock	Disposition	2017-05-30	1,192,558	$0.00	0	No	4	J	Indirect	By Lightspeed General Partner VII, L.P.
Class A Common Stock	Acquisiton	2017-05-30	174,008	$0.00	273,777	No	4	J	Direct
Class A Common Stock	Acquisiton	2017-05-30	174,008	$0.00	190,355	No	4	J	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock	Acquisiton	2017-05-30	174,008	$0.00	238,955	No	4	J	Indirect	By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class A Common Stock	Disposition	2017-05-30	139,657	$19.02	50,698	No	4	S	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock	Disposition	2017-05-31	50,698	$18.78	0	No	4	S	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
Class A Common Stock	Disposition	2017-05-30	25,000	$18.41	213,955	No	4	S	Indirect	By The Schaepe-Chiu Living Trust Dated 11/5/1997
Class A Common Stock	Acquisiton	2017-05-31	3,007,715	$0.00	3,759,643	No	4	C	Indirect	By Lightspeed Venture Partners VIII, L.P.
Class A Common Stock	Acquisiton	2017-05-31	190,363	$0.00	190,363	No	4	C	Indirect	By Lightspeed Venture Partners Select, L.P.

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	J	Indirect	By Lightspeed Venture Partners VII, L.P.
No	4	J	Indirect	By Lightspeed General Partner VII, L.P.
No	4	J	Indirect	By Lightspeed General Partner VII, L.P.
No	4	J	Direct
No	4	J	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
No	4	J	Indirect	By The Schaepe-Chiu Living Trust Dated 11/5/1997
No	4	S	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
No	4	S	Indirect	By Barry Eggers Revocable Trust dtd 6/4/2008
No	4	S	Indirect	By The Schaepe-Chiu Living Trust Dated 11/5/1997
No	4	C	Indirect	By Lightspeed Venture Partners VIII, L.P.
No	4	C	Indirect	By Lightspeed Venture Partners Select, L.P.

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2017-05-31	3,007,715	$0.00	3,007,715	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2017-05-31	190,363	$0.00	190,363	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
11,441,783			No	4	C	Indirect
0			No	4	C	Indirect

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Class A Common Stock	86,148	Indirect	By Schaepe-Chiu Investments I LP - Fund 1

Footnotes

Represents in-kind distribution by Lightspeed Venture Partners VII, L.P. ("Lightspeed VII") without consideration to its partners (including LGP VII, the general partner of Lightspeed VII).
Lightspeed Ultimate General Partner VII, Ltd. is the sole general partner of Lightspeed General Partner VII, L.P. ("LGP VII"), which is the sole general partner of Lightspeed VII. The individual directors of Lightspeed Ultimate General Partner VII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
The shares are held of record by Lightspeed VII.
The shares are held of record by LGP VII.
Represents in-kind distribution by LGP VII without consideration to its partners (including Messrs. Schaepe, Eggers, Mhatre, and Nieh).
The shares are held of record by Barry Eggers Revocable Trust dtd 6/4/2008, for which Barry Eggers serves as trustee.
The shares are held of record by The Schaepe-Chiu Living Trust Dated November 5, 1997, for which Christopher J. Schaepe serves as co-trustee.
These sales were executed in multiple trades at prices ranging from $18.75 to $19.72. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
These sales were executed in multiple trades at prices ranging from $18.75 to $18.86. The price reported above reflects the weighted average sale price. Mr. Eggers hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
These sales were executed in multiple trades at prices ranging from $18.26 to $18.465. The price reported above reflects the weighted average sale price. Mr. Schaepe hereby undertakes to provide full information regarding the number of shares and prices at which these sales were effected, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.
Represents conversion of shares of the Issuer's Class B Common Stock into shares of the Issuer's Class A Common Stock on a 1-for-1 basis. The convertibility of the Class B Common Stock has no expiration date.
Lightspeed Ultimate General Partner VIII, Ltd. is the sole general partner of Lightspeed General Partner VIII, L.P. ("LGP VIII"), which is the sole general partner of Lightspeed Venture Partners VIII, L.P. ("Lightspeed VIII"). The individual directors of Lightspeed Ultimate General Partner VIII, Ltd. are Christopher J. Schaepe, Barry Eggers, Ravi Mhatre and Peter Nieh. Messrs. Schaepe, Eggers, Mhatre, and Nieh disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
The shares are held of record by Lightspeed VIII.
Lightspeed Ultimate General Partner Select, Ltd. is the sole general partner of Lightspeed General Partner Select, L.P. ("LGP Select"), which is the sole general partner of Lightspeed Venture Partners Select, L.P. ("Lightspeed Select"). The individual directors of Lightspeed Ultimate General Partner Select, Ltd. are Christopher J. Schaepe, Barry Eggers, Jeremy Liew, Ravi Mhatre, Peter Nieh and John Vrionis. Messrs. Schaepe, Eggers, Liew, Mhatre, Nieh and Vrionis disclaim their beneficial ownership of the shares except to the extent of their pecuniary interest therein.
The shares are held of record by Lightspeed Select.
The shares are held of record by Schaepe-Chiu Investments I LP - Fund 1. Christopher J. Schaepe serves as co-trustee of the general partner of such entity.
The shares are held of record by Peter Nieh.