Filing Details

Accession Number:
0000899243-17-015042
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-06-01 20:42:27
Reporting Period:
2017-05-30
Filing Date:
2017-06-01
Accepted Time:
2017-06-01 20:42:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1610532 Hortonworks Inc. HDP Services-Prepackaged Software (7372) 371634325
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1626707 Scott Davidson C/O Hortonworks, Inc.
5470 Great America Parkway
Santa Clara CA 95054
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-30 56,250 $13.09 718,382 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 33,532 Indirect Scott & Taryn Davidson Family Trust Dated 4/4/2006
Footnotes
  1. This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on March 15, 2017.
  2. Represents the weighted average sale price for the entire number of shares sold. The sale prices range from $12.85 to $13.52 per share. The Reporting Person undertakes to provide to the staff of the SEC, the Issuer, or a stockholder of the Issuer, upon request, the number of shares sold by the Reporting Person of each separate price within the range.