Filing Details
- Accession Number:
- 0001209191-17-036814
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2017-06-01 16:44:06
- Reporting Period:
- 2017-05-30
- Filing Date:
- 2017-06-01
- Accepted Time:
- 2017-06-01 16:44:06
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1624899 | Steris Plc | STE | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1413087 | Jr M Walter Rosebrough | C/O Chancery House, 190 Waterside Road Hamilton Industrial Park Leiscester X0 LE5 1QZ | President & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | Acquisiton | 2017-05-30 | 16,000 | $0.00 | 131,924 | No | 4 | A | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-05-30 | 1,397 | $77.07 | 130,527 | No | 4 | F | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-05-30 | 1,191 | $77.07 | 129,336 | No | 4 | F | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-05-30 | 20,000 | $76.71 | 109,336 | No | 4 | S | Direct | |
| Ordinary Shares, 10 Pence Par Value | Disposition | 2017-05-31 | 2,966 | $77.56 | 106,370 | No | 4 | F | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | F | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Ordinary Shares | Employee Stock Option (right to buy) | Acquisiton | 2017-05-30 | 136,000 | $0.00 | 136,000 | $77.07 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 136,000 | 2027-05-30 | No | 4 | A | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Ordinary Shares, 10 Pence Par Value | 68,806 | Indirect | See Footnote Below. |
Footnotes
- All 16,000 of these ordinary shares are restricted. The restrictions on these ordinary shares lapse as follows: 4,000 on May 30, 2018; 4,000 on May 30, 2019; 4,000 on June 1, 2020 and 4,000 on June 1, 2021.
- 1,397 shares were withheld from the 4,250 restricted shares that vested on May 30, 2017. These 1,397 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 4,250 ordinary shares were awarded to Mr. Rosebrough on May 30, 2014 as part of an award of 17,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2017. The remaining restrictions on these ordinary shares lapse as follows: 4,250 on May 30, 2018.
- 1,191 shares were withheld from the 3,625 restricted shares that vested on May 30, 2017. These 1,191 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 3,625 ordinary shares were awarded to Mr. Rosebrough on August 10, 2015 as part of an award of 14,500 restricted shares. These vested shares were valued at the NYSE closing market price on May 30, 2017. The remaining restrictions on these ordinary shares lapse as follows: 3,625 on May 28, 2018, and 3,625 on May 28, 2019.
- This represents the average sales price of the 20,000 shares sold in the open market. The actual sales prices ranged from $76.51 per share to $76.98 per share. The Reporting Person, upon request by the SEC staff, will provide full information regarding the number of shares sold at each of the separate sales prices.
- 2,966 shares were withheld from the 6,250 restricted shares that vested on May 31, 2017. These 2,966 ordinary shares represent the value of the taxes required to be withheld pursuant to applicable employment or tax laws, as determined by the Issuer. These 6,250 ordinary shares were awarded to Mr. Rosebrough on May 31, 2013 as part of an award of 25,000 restricted shares. These vested shares were valued at the NYSE closing market price on May 31, 2017.
- These 106,370 ordinary shares are held by the Reporting Person as Trustee of a revocable trust established for his benefit. 46,224 of these Ordinary Shares are restricted. The restrictions on the restricted Ordinary Shares lapse as follows: 4,681 on June 1, 2017; 3,625 on May 28, 2018; 4,250 on May 30, 2018; 4,000 on May 30, 2018; 4,681 on June 1, 2018; 3,625 on May 28, 2019; 4,000 on May 30, 2019; 4,681 on June 3, 2019; 4,681 on June 1, 2020; 4,000 on June 1, 2020 and 4,000 on June 1, 2021.
- These ordinary shares are held by the Reporting Person's Spouse as Trustee of a revocable trust established for her benefit.
- This option becomes exercisable as follows: 34,000 on May 30, 2018; 34,000 on May 30, 2019; 34,000 on June 1, 2020 and 34,000 on June 1, 2021.
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