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Filing Details

Accession Number:
0000899243-17-014838
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-31 17:02:10
Reporting Period:
2017-05-30
Filing Date:
2017-05-31
Accepted Time:
2017-05-31 17:02:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
865911 Cascade Bancorp CACB State Commercial Banks (6022) 931034484
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1297193 F Mark Vassallo C/o Lightyear Capital Llc
9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1401516 Lightyear Fund Ii, L.p. C/o Lightyear Capital Llc
9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1478798 Lightyear Co-Invest Partnership Ii, L.p. C/o Lightyear Capital Llc
9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1478799 Lightyear Fund Ii Gp Holdings, Llc C/o Lightyear Capital Llc
9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1478800 Lightyear Fund Ii Gp, L.p. C/o Lightyear Capital Llc
9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
1596820 Ly Holdings, Llc C/o Lightyear Capital Llc
9 West 57Th Street, 31St Floor
New York NY 10019
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-30 11,438,500 $0.00 0 No 4 S Indirect See Footnote
Common Stock Disposition 2017-05-30 30,250 $0.00 0 No 4 S Indirect See Footnote
Common Stock Disposition 2017-05-30 27,661 $0.00 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
No 4 S Indirect See Footnote
Footnotes
  1. Each share of common stock, no par value (the "Common Stock"), of Cascade Bancorp (the "Issuer") was disposed of upon consummation of the merger (the "Merger") contemplated by that certain Agreement and Plan of Merger (the "Merger Agreement"), dated as of November 17, 2016, by and among the Issuer and First Interstate BancSystem, Inc. ("FIBK") for the right to receive (i) 0.14864 shares of FIBK's Class A common stock and (ii) $1.91 in cash, without interest, with any fractional shares paid in cash. The Merger was consummated on May 30, 2017.
  2. The shares were held directly by Lightyear Fund II, L.P. The general partner of Lightyear Fund II, L.P. is Lightyear Fund II GP, L.P. The general partner of Lightyear Fund II GP, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo.
  3. The shares were held directly by Lightyear Co-Invest Partnership II, L.P. The general partner of Lightyear Co-Invest Partnership II, L.P. is Lightyear Fund II GP Holdings, LLC. The managing member of Lightyear Fund II GP Holdings, LLC is LY Holdings, LLC. The managing member of LY Holdings, LLC is Mr. Mark F. Vassallo.
  4. The shares were held directly by Lightyear Capital II, LLC. The sole member of Lightyear Capital II, LLC is Lightyear Capital LLC. The managing member of Lightyear Capital LLC is Mr. Mark F. Vassallo.