Filing Details

Accession Number:
0000899243-17-014832
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-31 16:30:25
Reporting Period:
2017-05-30
Filing Date:
2017-05-31
Accepted Time:
2017-05-31 16:30:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
275053 Natures Sunshine Products Inc NATR Pharmaceutical Preparations (2834) 870327982
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1127429 Phil Frohlich 1924 South Utica, Suite 1120
Tulsa OK 74014
No No Yes No
1166152 Prescott Group Capital Management, L.l.c. 1924 South Utica, Suite 1120
Tulsa OK 74104
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Acquisiton 2017-05-30 500 $12.30 1,998,336 No 4 P Indirect See Footnote
Common Stock, No Par Value Acquisiton 2017-05-30 500 $12.33 1,998,836 No 4 P Indirect See Footnote
Common Stock, No Par Value Acquisiton 2017-05-30 568 $12.34 1,999,404 No 4 P Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
No 4 P Indirect See Footnote
Footnotes
  1. The filing of this Form 4 shall not be construed as an admission that Prescott Group Capital Management, L.L.C. ("Prescott Capital") or Phil Frohlich, the manager of Prescott Capital, is or was, for the purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or otherwise, the beneficial owner of any of the Common Stock, no par value (the "Common Stock"), of Nature's Sunshine Products, Inc. (the "Issuer") purchased by (i) Prescott Group Aggressive Small Cap Master Fund, G.P. (the "Master Fund") for the accounts of Prescott Group Aggressive Small Cap, L.P. or Prescott Group Aggressive Small Cap II, L.P. (together, the "Small Cap Funds") and (ii) a partnership of which Prescott Capital servces as the general partner (the "Account"). Pursuant to Rule 16a-1, both Prescott Capital and Phil Frohlich disclaim such beneficial ownership.
  2. Prescott Capital holds indirectly the shares of Common Stock of the Issuer through (i) the account of the Master Fund, for which Prescott Capital is the investment manager and (ii) the Account, of which Prescott Capital is the general partner. Prescott Capital receives a portion of the profits in the form of a capital allocation from, and owns a partnership interest in, the Small Cap Funds. Prescott Capital owns a partnership interest in the Account. Phil Frohlich reports the Common Stock held indirectly by Prescott Capital because, as the manager of Prescott Capital at the time of purchase, he controlled the disposition and voting of the securities.