Filing Details

Accession Number:
0001209191-17-036285
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-30 19:22:28
Reporting Period:
2017-05-25
Filing Date:
2017-05-30
Accepted Time:
2017-05-30 19:22:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL Semiconductors & Related Devices (3674) 141896129
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1478343 Madhukar Reddy C/O Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Vp, Central Engineering No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-25 30,000 $1.16 226,671 No 4 M Direct
Common Stock Disposition 2017-05-25 30,000 $31.27 196,671 No 4 S Direct
Common Stock Acquisiton 2017-05-30 22,979 $1.16 219,650 No 4 M Direct
Common Stock Disposition 2017-05-30 22,979 $31.38 196,671 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2017-05-25 30,000 $0.00 30,000 $1.16
Common Stock Stock Option (Right to Buy) Disposition 2017-05-30 22,979 $0.00 22,979 $1.16
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
22,979 2017-08-07 No 4 M Direct
0 2017-08-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 26,569 Indirect See footnote
Common Stock 26,569 Indirect See footnote
Footnotes
  1. Represents the weighted average share price of an aggregate total of 30,000 shares sold in the price range of $31.035 to $31.45 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Represents the weighted average share price of an aggregate total of 22,979 shares sold in the price range of $31.25 to $31.50 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  3. Shares held by Madhukar Reddy Cust Anavi Maram Reddy UTMA, for which the Reporting Person serves as custodian.
  4. Shares held by Madhukar Reddy Cust Arnav Maram Reddy UTMA, for which the Reporting Person serves as custodian.
  5. Subject to the Reporting Person's continuing to be a Service Provider (as defined in the 2004 Stock Plan) through each applicable vesting date, twenty five (25%) of the 154,998 shares subject to the option vested and became exercisable on August 7, 2008, and 2.08% of the shares vested and became exercisable at the end of each monthly period thereafter.