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Home > Insider Trading > Filing (0001209191-17-036252)

Filing Details

Accession Number:: 0001209191-17-036252
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2017-05-30 18:34:48
Reporting Period:: 2017-05-25

Filing Date:: 2017-05-30
Accepted Time:: 2017-05-30 18:34:48
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1605997	Northern Power Systems Corp.	NPS	Engines & Turbines (3510)	826503088

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1701557	Kevin Kopczynski	C/O Northern Power Systems Corp. 138 Albion Avenue Woodside CA 94062		Yes	No	No	No

Reported Non-Derivative Transactions

Show Other Fields >>

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Shares	Acquisiton	2017-05-25	30,000	$0.00	30,000	No	4	A	Direct
Common Shares	Acquisiton	2017-05-26	10,000	$0.17	40,000	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	A	Direct
No	4	P	Direct

Footnotes

Each restricted stock unit represents a contingent right to receive one share of NPS common stock. The grant represents an annual grant of restricted stock units to non-executive directors under the Northern Power Systems Corp. 2014 Stock Option and Incentive Plan. 25% of the shares vest upon grant and the remaining 75% vest in equal installments over the subsequent 3 quarters.