Filing Details

Accession Number:
0001568214-17-000022
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-30 18:18:36
Reporting Period:
2007-06-01
Filing Date:
2017-05-30
Accepted Time:
2017-05-30 18:18:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
712771 Connectone Bancorp Inc. CNOB State Commercial Banks (6022) 521273725
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1089892 William Thompson C/o Connectone Bancorp, Inc.
301 Sylvan Avenue
Englewood Cliffs NJ 07632
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-27 3,473 $15.73 72,180 No 4 M Direct
Common Stock Acquisiton 2017-05-27 3,473 $11.15 76,653 No 4 M Direct
Common Stock Disposition 2017-05-27 4,350 $21.70 71,303 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Acquisiton 2007-06-01 3,473 $0.00 3,473 $15.73
Common Stock Stock Option Disposition 2017-05-27 3,473 $0.00 3,473 $15.73
Common Stock Stock Option Disposition 2017-05-27 3,473 $0.00 3,473 $11.15
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,473 2017-06-01 No 4 A Direct
0 2017-06-01 No 4 M Direct
0 2018-03-01 No 4 M Direct
Footnotes
  1. Also includes 39.1404 shares acquired through the Company's Dividend Reinvestment & Optional Cash Purchase Plan.
  2. The proceeds of the sale reported on this Form 4 were used by Mr. Thompson to fund the exercise of the stock options, also reported herein.
  3. The option became exercisable in four equal annual installments on June 1, 2008, 2009, 2010, and 2011
  4. Due to an administrative error, a Form 4 reflecting this option grant was inadvertently omitted.
  5. The option became exercisable in four equal annual installments on March 1, 2009, 2010, 2011, and 2012