Filing Details

Accession Number:
0001225208-17-010527
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-30 16:48:48
Reporting Period:
2017-05-25
Filing Date:
2017-05-30
Accepted Time:
2017-05-30 16:48:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1592329 Clifton Bancorp Inc. CSBK Savings Institution, Federally Chartered (6035) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1596034 M Paul Aguggia 1433 Van Houten Avenue
Clifton NJ 07015
Chairman, President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2016-06-10 20 $14.96 30,020 No 5 J Direct
Common Stock Acquisiton 2016-08-26 20 $15.00 30,040 No 5 J Direct
Common Stock Acquisiton 2016-09-02 27,295 $0.00 57,335 No 5 J Direct
Common Stock Acquisiton 2017-05-25 8,264 $16.23 33,782 No 4 P Indirect By SERP
Common Stock Disposition 2016-09-02 27,295 $0.00 109,180 No 5 J Indirect By Stock Award
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 J Direct
No 5 J Direct
No 5 J Direct
No 4 P Indirect By SERP
No 5 J Indirect By Stock Award
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 10,347 Indirect By ESOP
Common Stock 50,000 Indirect By IRA
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Incentive Stock Option $13.84 2016-09-02 2025-09-02 36,125 36,125 Direct
Common Stock Non-Qualified Stock Option $13.84 2016-09-02 2025-09-02 270,945 270,945 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-09-02 36,125 36,125 Direct
2025-09-02 270,945 270,945 Direct
Footnotes
  1. This form reflects increases in beneficial ownership resulting from dividend reinvestment pursuant to Rule 16a-11.
  2. Since the reporting person's last report 27,295 shares previously held by Stock Award have vested and are now owned directly.
  3. Stock Awards granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
  4. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  5. Incentive Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.
  6. Non-Qualified Stock Options granted pursuant to the Clifton Bancorp Inc. 2015 Equity Incentive Plan vest in five approximately equal annual installments commencing on September 2, 2016.