Filing Details

Accession Number:
Form Type:
Zero Holdings:
Publication Time:
2017-05-26 09:41:42
Reporting Period:
Filing Date:
Accepted Time:
2017-05-26 09:41:42
SEC Url:
Form 4 Filing
Cik Name Symbol Sector (SIC) IRS No
91142 Smith A O Corp AOS Household Appliances (3630) 390619790
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1399737 F James Stern A. O. Smith Corporation
11270 West Park Place
Milwaukee WI 53224
Exec Vp, General Counsel & Sec No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-25 25,200 $17.46 176,583 No 4 M Direct
Common Stock Disposition 2017-05-25 25,200 $54.45 151,383 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Options (Right to Buy) Disposition 2017-05-25 25,200 $0.00 25,200 $17.46
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
79,380 2023-02-11 No 4 M Direct
  1. The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options became exercisable in three annual installments of 1/3 of the award starting on 02/11/2014.