Filing Details

Accession Number:
0000899243-17-014406
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-25 21:00:27
Reporting Period:
2017-05-22
Filing Date:
2017-05-25
Accepted Time:
2017-05-25 21:00:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
884940 Stein Mart Inc SMRT Retail-Family Clothing Stores (5651) 640466198
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
903240 Jay Stein Stein Mart, Inc.
1200 Riverplace Boulevard, 10Th Floor
Jacksonville FL 32207
Chairman Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-22 4,500,000 $0.00 5,174,799 No 5 G Direct
Common Stock Acquisiton 2017-05-22 4,500,000 $0.00 4,500,000 No 5 G Indirect By Berry Hattie Stein Grantor Retained Annuity Trust
Common Stock Disposition 2017-05-22 4,500,000 $0.00 674,799 No 5 G Direct
Common Stock Acquisiton 2017-05-22 4,500,000 $0.00 4,500,000 No 5 G Indirect By Jay Meredith Stein Grantor Retained Annuity Trust
Common Stock Acquisiton 2017-05-23 546,720 $1.48 2,115,546 No 4 P Indirect Stein Ventures Limited Partnership
Common Stock Acquisiton 2017-05-24 353,280 $1.53 2,468,826 No 4 P Indirect Stein Ventures Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 5 G Direct
No 5 G Indirect By Berry Hattie Stein Grantor Retained Annuity Trust
No 5 G Direct
No 5 G Indirect By Jay Meredith Stein Grantor Retained Annuity Trust
No 4 P Indirect Stein Ventures Limited Partnership
No 4 P Indirect Stein Ventures Limited Partnership
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 133,709 Indirect Cary Ventures, Inc.
Common Stock 1,273,694 Indirect By trust for benefit of family
Common Stock 773,694 Indirect By trust for benefit of family
Common Stock 731,600 Indirect By trust for benefit of family
Common Stock 250,000 Indirect By trust for benefit of family
Footnotes
  1. Includes 9,000,000 shares previously held through Stein Ventures Limited Partnership which were distributed to the reporting person on April 27, 2017.
  2. Includes 90,909 shares previously held through Stein Ventures Limited Partnership which were distributed to Cary Ventures, Inc. on April 28, 2017.
  3. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.45 to $1.5379, inclusive. The reporting person undertakes to provide to Stein Mart, Inc., any security holder of Stein Mart, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnotes (3) and (4) to this Form 4.
  4. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.5299 to $1.5496, inclusive.