Filing Details

Accession Number:
0001209191-17-035622
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-25 20:39:23
Reporting Period:
2017-05-24
Filing Date:
2017-05-25
Accepted Time:
2017-05-25 20:39:23
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1288469 Maxlinear Inc MXL () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1232833 E Thomas Pardun C/o Maxlinear, Inc.
5966 La Place Court, Suite 100
Carlsbad CA 92008
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-25 21,149 $9.10 87,401 No 4 M Direct
Common Stock Disposition 2017-05-25 21,149 $31.13 66,252 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Acquisiton 2017-05-24 4,138 $0.00 4,138 $0.00
Common Stock Stock Option (Right to Buy) Disposition 2017-05-25 21,149 $0.00 21,149 $9.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
4,138 No 4 A Direct
0 2018-05-06 No 4 M Direct
Footnotes
  1. Represents the weighted average share price of an aggregate total of 21,149 shares sold in the price range of $31.10 to $31.185 by the reporting person. The reporting person undertakes to provide upon request by the Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price.
  2. Each restricted stock unit ("RSU") represents a contingent right to receive one share of MaxLinear, Inc. Common Stock.
  3. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such date, one hundred percent (100%) of the RSUs subject to the award will vest on the earlier to occur of May 1, 2018 or the date immediately preceding the 2018 annual meeting of stockholders.
  4. Subject to the Reporting Person's continuing as a Director (as defined in the 2010 Equity Incentive Plan) through such applicable vesting date, one hundred percent (100%) of the shares subject to the option vested and became exercisable on the day prior to the 2012 annual meeting of stockholders.