Filing Details

Accession Number:
0001209191-17-035307
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-25 16:02:35
Reporting Period:
2017-05-23
Filing Date:
2017-05-25
Accepted Time:
2017-05-25 16:02:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1227025 Neophotonics Corp NPTN Semiconductors & Related Devices (3674) 943253730
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1548606 Rusnano Prospect 60-Letiya Oktyabrya 10A
Moscow 1Z 117036
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-23 88,500 $9.10 4,884,405 No 4 S Direct
Common Stock Acquisiton 2017-05-24 4,400 $9.07 4,880,005 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Footnotes
  1. This sale price represents the weighted average sale price of the shares sold ranging from $9.07 to $9.16 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.
  2. This sale price represents the weighted average sale price of the shares sold ranging from $9.07 to $9.08 per share. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price within the range set forth in this Form 4.