Filing Details

Accession Number:
0001144204-17-029228
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-24 11:09:57
Reporting Period:
2017-05-22
Filing Date:
2017-05-24
Accepted Time:
2017-05-24 11:09:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1578620 Alcentra Capital Corp ABDC State Commercial Banks (6022) DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1390777 Bank Of New York Mellon Corp 225 Liberty Street
New York NY 10286
No No Yes No
1629949 Bny Alcentra Group Holdings, Inc. 10 Gresham Street
London X0 EC2V 7JD
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2017-05-22 1,691,839 $13.13 0 No 4 S Indirect See Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnote
Footnotes
  1. Since the filing of the Reporting Persons' last filing on Form 4 and before the transaction reported herein, Alcentra NY, LLC and Alcentra Ltd. acquired 7,278 shares through the Issuer's Dividend Reinvestment Plan. Entities controlled by The Bank of New York Mellon Corporation and BNY Alcentra Group Holdings, Inc. are the direct and indirect parent companies of Alcentra NY LLC and Alcentra Ltd. As a result, The Bank of New York Mellon Corporation and BNY Alcentra Group Holdings, Inc. are each deemed to have an indirect pecuniary interest in the reported shares.