Filing Details

Accession Number:
0001004702-17-000139
Form Type:
4
Zero Holdings:
No
Publication Time:
2017-05-23 18:01:28
Reporting Period:
2017-05-22
Filing Date:
2017-05-23
Accepted Time:
2017-05-23 18:01:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1004702 Oceanfirst Financial Corp OCFC Savings Institution, Federally Chartered (6035) 223412577
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1424070 Iii Joseph Lebel 975 Hooper Avenue
Toms River NJ 08754
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2017-05-22 9,925 $10.00 29,046 No 4 M Direct
Common Stock Acquisiton 2017-05-22 10,125 $13.87 39,171 No 4 M Direct
Common Stock Disposition 2017-05-22 20,050 $26.54 19,121 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2017-05-22 9,925 $10.00 9,925 $10.00
Common Stock Stock Option (right to buy) Disposition 2017-05-22 10,125 $13.87 10,125 $13.87
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2011-02-17 2020-02-17 No 4 M Direct
0 2012-02-18 2021-02-18 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 9,607 Indirect By 401(k)
Common Stock 7,681 Indirect By ESOP
Common Stock 667 Indirect By Spouse
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $13.83 2013-02-15 2022-02-15 10,125 10,125 Direct
Common Stock Stock Option (right to buy) $14.62 2014-02-15 2023-02-15 11,250 11,250 Direct
Common Stock Stock Option (right to buy) $14.55 2014-06-17 2023-06-17 11,250 11,250 Direct
Common Stock Stock Option (right to buy) $17.75 2015-03-01 2024-03-19 24,375 24,375 Direct
Common Stock Stock Option (right to buy) $17.37 2016-03-01 2025-03-18 30,000 30,000 Direct
Common Stock Stock Option (right to buy) $17.28 2017-03-01 2026-03-16 37,500 37,500 Direct
Common Stock Stock Option (right to buy) $29.01 2018-03-15 2027-03-15 45,000 45,000 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2022-02-15 10,125 10,125 Direct
2023-02-15 11,250 11,250 Direct
2023-06-17 11,250 11,250 Direct
2024-03-19 24,375 24,375 Direct
2025-03-18 30,000 30,000 Direct
2026-03-16 37,500 37,500 Direct
2027-03-15 45,000 45,000 Direct
Footnotes
  1. Total includes shares of restricted Common stock that have not yet vested.
  2. This transaction was executed in multiple trades at prices ranging from $26.44 to $26.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the numbers of shares and prices at which the transaction was effected.
  3. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16b-3(c).
  4. This form reflects increases in beneficial ownership resulting from exempt acquisitions pursuant to Rule 16a-11.
  5. Options vest in five equal annual installments beginning on the date first exercisable.